HOLISTIC ASSET FINANCE GROUP’s Capital Markets professionals interface with a worldwid...
HAFG’s Capital Markets professionals interface with a worldwide network of asset managers, fund managers, hedge funds, pension funds and other institutions. This talented team of sales and trading professionals is focused on providing clients with vital information via access to management teams through corporate access, targeted conferences and quality research.

We provide our clients with tailor-made product solutions, market expertise, investment advice, execution capabilities and global distribution channels. With institutional coverage that spans more than 25 countries across four continents, our clients worldwide have access to a broad range of services: Institutional Equity Sales; Foreign Equities, Fixed Income Trading; Institutional Options Trading; Institutional Equity Trading; and Risk Arbitrage.

Institutional Sales & Trading
Our Institutional Sales and Sales Trading teams average over 15 years of experience working at research firms. Our sales teams focus on covering money managers that are underserved by the Bulge Bracket firms. Our sales team differentiates themselves by not only knowing our research product and working closely with our analysts but several have distinguished themselves as independent thinkers and have excelled in many of the streets Alpha Capture programs. Our sales force has a global reach covering accounts in the U.S., Europe and Asia.

We create strong long-term demand through three broad distribution channels: Our Wealth Management Platform, Domestic Institutional Investors and International Institutional Investors. We have a long history of working with issuing companies post-offering and we work closely with the Research and Investment Banking departments to provide important advice and exposure. Lastly, we regularly participate in public offerings managed by other leading investment banking firms and we give investors the opportunity to participate in emerging companies nationwide by maintaining strong relationships with national and regional brokerage firms throughout the United States. View our recent transactions.

International Equities
Precise research and analysis are the key considerations our professionals use to identify investment opportunities in the marketplace. Our International Equities division has deep-rooted relationships with a broad range of global clients including insurance companies, banks, hedge funds, broker/dealers and floor specialists.
  • Market maker in over 7,500 listed and OTC listed stocks
  • Commits substantial capital to support OTC principal trading and facilitate listed trading
  • Provides liquidity and execution in foreign equities and ADR’s in over 30 countries

Options & Derivatives
HAFG’s Options and Derivatives team possess a comprehensive understanding of derivatives, hedge strategies and options trading. Our options trading professionals advise large institutions and high net worth clients, keeping a strong focus on minimizing risk and maximizing returns.
  • Offers sales trading advice on traditional derivatives and financial instruments
  • Offers electronic execution of options through our proprietary smart router
  • Provides liquidity to help execute large orders